Science, Technology, and Human Responsibility

Issue # 177            July 9, 2009
A Publication of The Nature Institute
Editor: Stephen L. Talbott (

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This issue of NetFuture:

Editor's Note
      Two Brief Recommendations
The Mediating Dance of the Nucleosome (Stephen L. Talbott)
      On Making the Genome Whole (Part 3)
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Two brief recommendations:


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On Making the Genome Whole (Part 3)

Stephen L. Talbott

(You will find the latest versions of the currently available parts of this series at the website, "From Mechanism to a Science of Qualities".)

By clicking on the shaded rectangles at the end of many scientific terms, you can immediately read a definition of the terms in a separate window. This requires JavaScript to be enabled in your browser.

If you are like me, then upon hearing that the DNA double helix wraps a couple of times around a histone "spool" (of which there are maybe 30 million in the human genome) and then, extending a short distance beyond, wraps around the next spool, your imagination's first response would probably be to summon a picture of more or less smoothly machined cylinders, each one uniformly encircled by DNA. And, in fact, the schematic illustrations one encounters in the literature do sometimes represent the histone-DNA complex (called a "nucleosome") in that way, as in the following drawing of three nucleosomes and various associated molecules:

Schematic image of a
nucleosome: histone spool with DNA wrapped around it.

It may therefore come as a surprise to you, as it once did for me, to see an attempt at a more detailed representation of a nucleosome, as conjured by the remarkable imaging technologies of recent years:

A nucleosome: histone
spool with DNA wrapped around it.      Surface image of a nucleosome with enwrapped DNA. From Luger 2006.

For clarity's sake, the DNA here is shown merely as a red, white, yellow, and blue stick model. Arriving from elsewhere — very likely from another nearby nucleosome — the DNA meets the "spool" at upper right, wraps around the back of it, circles diagonally downward across the front face, and then around the back again, exiting at lower left toward a third (also not shown) nucleosome. The red areas of both the histone complex and the DNA are acidic and negatively charged, while the blue areas are basic and positively charged.

The spool is compounded of eight histone proteins (two each of four different types), and the DNA adheres to it by means of some 240 direct and indirect points of contact (Luger 2006). Various electrical forces play a huge role here. There is, for example, an electrostatic attraction between the largely positive surface of the histone spool and the negatively charged outer parts of the spiraling double helix. (You can see the predominance of red in the circumferential region of the DNA cross-section at lower left.)

Yet this description still invites huge misconceptions. After all, we have yet to encounter any structures in the cell nucleus that are not preeminently functioning, dynamic forms, and the nucleosome proves no different. The static image shown above, valuable as it is, becomes a lie as soon as we take it at face value.

I have struggled for a long time with the question, How can one approach such an image in the most truthful way? I suspect there is no very good answer at the current stage of our understanding. But we can at least reckon with the lesson of twentieth-century physics: there's nothing but trouble when we imagine our theoretical entities and constructs at the submicroscopic level as if they were "made of" anything like the matter of our everyday experience. At the atomic and molecular level our descriptions have more to do with centers of force and the intricate play of forces than with anything like the physical stuff of our common experience. And if this is true, then any graphic depiction of a nucleosome must be an attempt to hint at the momentary "shape" and equilibrium of innumerable intersecting forces — not the form of something like an infinitesimal lump of clay. The interactions of these forces with our sophisticated instrumentation — and not the images we unavoidably form based on our routine perceptions of the macroscopic world — are all we know of the molecular realm.

To populate that realm with mere passive "stuff" — including the kind of stuff we usually think of as constituting machines — is to render all reasonable thinking about it impossible. The literature is in fact full of references to machines — "nucleosome remodeling machines", "chromatin-modifying machines", "DNA translocation machines", "general transcription machinery", "molecular machines", and much more. The usage occurs for no discernible reason and never with even a token attempt to connect the phenomena under investigation with the machines of our experience — as opposed, say, to a connection with rocks or clouds or emotions or governments or anything else. The thoughtlessness of it all is not very becoming to the scientist who otherwise is engaged in an extraordinarily rigorous analysis requiring great discipline and caution in the use of descriptive terms.

The Dynamic Nucleosome

Somewhere between 75 and 90 percent of our DNA is wrapped around nucleosomes (Segal et al. 2006), and this DNA is, as a rule, less accessible than "naked DNA" to the various proteins that bind to it and help direct its performance. This raises a question: how does the enwrapped DNA become accessible to all the relevant binding factors, and, when it comes time to transcribe a gene into mRNA, how does the transcription complex move along the histone-bound double helix and "unzip" its two strands? If DNA holds a crucial store of information for the functioning of the organism, it seems odd that millions of nucleosomes — necessary as they might be for the compaction of DNA within the cell nucleus — should put the greater part of that information more or less out of reach.

But the nucleosome, it turns out, is far from being a mere passive obstacle to DNA access. Not only has it proven to be extraordinarily plastic, mobile, and changeable, but it also plays a central role in determining what genes are "allowed" to do. You might think of it as a kind of gatekeeper, standing between the definitive textual clarity of the genomic "dictionary", on the one hand, and the entire collection of more diffuse cellular processes, on the other hand — processes seeking to compose their interwoven stories by drawing on the expressive resources of the inherited dictionary.

If there's any one place where gene regulation comes to its clearest focus, bringing together nearly all the epigenetic processes we've been considering, it's at the nucleosome.

Nucleosome Positioning. To begin with, the mere presence of a nucleosome at a particular place can either repress or encourage a gene's expression. Before a gene can be transcribed, various transcription factors, co-activators, and other proteins, as well as the molecular complexes involved in the actual transcription, must be able to bind to the appropriate regulatory DNA sequences. If a nucleosome occupies any one of those sites — that is, if the regulatory sequence is wrapped around the nucleosome — the site can become unavailable to the factors required for transcription. Alternatively, the absence of a nucleosome at regulatory sites can increase a gene's accessibility.

The positioning of nucleosomes matters at a highly refined level: a shift in position as little as two or three base pairs can make the difference between an expressed or silenced gene (Martinez-Campa 2004). It also can alter the combination of other regulatory factors necessary for gene expression. For example, the presence or absence of a nucleosome near a gene's promoter (its primary regulatory site, generally located immediately upstream from the gene itself) may determine whether a particular combination of activators is required for transcription initiation (Morse 2007).

In the human genome, many actively expressed genes show a distinctive arrangement of nucleosomes around the transcription start site where gene transcription begins — an arrangement that includes a "nucleosome free region" and is therefore conducive to the binding of the transcribing enzyme, RNA polymerase (Schones 2008). Beyond that, different classes of gene tend to have characteristic nucleosome positioning arrangements (Ioshikhes et al. 2006). These positions can be roughly predicted from the underlying DNA sequence, but the exceptions are greater than the rule, and they have everything to do with the patterns of gene expression.

A generally held view today is that DNA sequences provide a pool of possibilities for nucleosome positions, while various regulatory factors select among these possibilities according to the requirements for gene expression (Vinayachandran et al. 2009; Pennings et al. 2005). Very recent research shows a pattern of nucleosome positioning that (at least in a broad, statistical manner) strongly diverges between genes that are more or less continuously expressed and those whose expression varies greatly depending on environmental conditions. The key regulatory DNA sequences for continuously expressed genes tend to be unfriendly for nucleosomes and therefore nucleosome-free, whereas the regulatory sequences for the variably expressed genes are commonly occupied by nucleosomes (Tirosh and Barkai 2008; Choi and Kim 2009). In the latter case, the regulation of gene expression is achieved by means of all the factors (see below) that position, relocate, or otherwise affect nucleosomes.

How does the DNA sequence influence nucleosome positioning? In an unconstrained state, DNA would not bend in anything like the degree required in order for it to wrap around a nucleosome spool. Remember the negatively charged outer region of the double helix: a bend would bring some of the negative charges above and below the bend into closer proximity. The repulsion between the two charged regions will resist the bending, as will certain interactions between the nucleotide bases in the interior of the double helix. So a powerful shifting and rebalancing of forces is required in order to bend the DNA around the nucleosome spool. And it happens that certain base sequences of the DNA lend themselves to this readjustment more than others. In fact, the affinity of nucleosome spools for different DNA sequences can vary by several orders of magnitude (Pennings et al. 2005).

The many implications of nucleosome positioning remain to be worked out, and they involve subtleties I have ignored. For example, another epigenetic process — DNA methylation (discussed in Part 1) — also has a "voice" in positioning nucleosomes. The general pattern of nucleosome positions varies from one cell type to another, and distinctive patterns correlate with particular diseases. And nucleosomes not only occlude DNA binding sites, with a repressive effect upon transcription; they can also bring together two regulatory sites that need to interact in order for transcription to occur. They do this by wrapping up the length of DNA separating the two sites (Zhao et al. 2001).

The nucleosome's intimate association with DNA takes the form of an elaborate complementation and reconciliation of form and force, well calculated in some cases for longer-term stability and in others, as we will see, for rapid readjustment in the interests of gene expression or silencing.

Nucleosome Sliding. Nucleosomes do not just "sit there". One aspect of their dynamism is this: the nucleosome spool can slide back and forth along the double helix. Or, putting it the other way around: the enwrapped double helix can slide around the spool in one direction or another. This movement, especially at promoter sites, can either expose or conceal critical regulatory sequences on the DNA, thereby encouraging or inhibiting a gene's transcription. And, depending on the overall pattern of nucleosome positions, a section of chromatin may either wind up more compactly or else unwind and become more accessible. Without nucleosome mobility, the dynamism of chromosomes, so important for gene regulation (see Part 2), would be impossible.

How does the sliding occur? Not much is known, beyond the fact that numerous protein molecules — chromatin remodeling complexes, about which we will hear more shortly — can assist in the repositioning. Presumably such complexes bind to the histone spool and also to the DNA, applying force to pull the DNA around. Depending on the remodeling complex, the process may sometimes involve first loosening the DNA from the spool, and can also proceed via partial dismantling of the spool. In some cases it may be that nucleosomes are "stably remodeled" into a more fluent state, so that they can slide at elevated rates for a time even without the further action of remodeling complexes. This would also mean that their DNA is more readily accessible to transcription factors (Cosgrove et al. 2004).

In Part 2 we saw the chromosome as a mobile, living entity, moving meaningfully within the living cell. Now we can amplify this picture. The spools that do so much to give the chromosome its structure are themselves mobile and living, subject to continual rearrangement. Their movements are profoundly meaningful, helping to shape the cell's effective responses to its environment. The nucleosome, writes biologist Karen Arndt in Nature, participates in "an intricate balance" and is a "dynamic structure that regulates almost all aspects of DNA metabolism" (Arndt 2007).

But our full appreciation of this flexible dynamism will require a rather more detailed look.

Chromatin Remodeling Complexes. We heard a good deal about transcription factors in Part 1 of this series. They bind directly to DNA, requiring a particular sequence of nucleotide bases in order to do so. This enables them to play a direct role in the regulation of individual genes, inhibiting or enhancing their expression.

There is another, very different, large, and diverse class of proteins that are generally not sequence-specific, but that nevertheless have a profound effect upon gene expression. They commonly bind to nucleosomes, bringing cellular stores of energy to bear upon them, and thereby participate in positive or negative regulation of gene expression. In general, these chromatin remodeling complexes either slide the nucleosome's histone spool along the DNA, or else alter the spool's composition. The compositional alterations can include replacement of some of the histones in the spool with variant histones (see below); loosening of DNA from the spool (which makes the DNA more accessible to other regulatory factors); or, in conjunction with chaperone proteins, the ejection of one or more spool histones (Schnitzler 2008; Jiang and Pugh 2009). While remodeling complexes do not target exact DNA sequences, they can be recruited by transcription factors that are sequence-specific.

A chromatin remodeling complex is indeed a complex: subtraction or addition of proteins or other chemical groups can dramatically alter the overall effect of the complex. One subunit of the complex, for example, might enable it to target specific histone modifications of the sort we spoke about in Part 1 — or to make such modifications itself. Another subunit might make it possible for a transcription factor to recruit the complex in order to help make a gene accessible for transcription — or to silence the gene.
Image: The RSC chromatin
remodeling complex with embedded nucleosome
Illustration from

I show here one researcher's representation of a particular chromatin remodeling complex known as "RSC". This protein is from yeast, but has close analogs in mammals and humans. Possessing seventeen protein subunits, it is shown as yellow in the illustration. The nucleosome is bound in the central cavity of the RSC, with the spool shown in gold, and the blue-and-green DNA helix wrapped twice around the spool.

The interactions between the RSC and DNA of the nucleosome are thought to destabilize the histone spool and loosen the DNA from it, allowing nucleosome sliding or spool modification. This, of course, requires movement — probably the pulling of free DNA onto the spool in the form of a large loop, which then is passed around the spool. But it is hard to imagine the actual play of force and movement involved, based on the kind of images and models we are given. We can, however, at least remind ourselves of this necessary play by, first, keeping in mind the dynamic equilibrium of thousands of interpenetrating centers of force, alluded to at the beginning of this article, and second, by noting that RSC has been "observed" in at least two distinct conformations (shown below) and somehow must get from one to the other.

You will notice that the difference between the two conformations is not simply a matter of a "lever" being switched between alternative positions (although that is how it is often described). As with any equilibrium of forces, a change in one place alters the entire constellation. No part of the first structure remains exactly the same in the second. We're looking at a set of plastic potentials, and somehow, out of this well-directed plasticity, the necessary engagement of forces and the productive movement does occur. According to the team of scientists who produced the two images below, "RSC appears to be able to translocate several hundreds of base pairs at an average velocity of 12 base pairs per second" (Leschziner et al. 2007).
Image: The
RSC chromatin remodeling complex with embedded nucleosome
Illustration from Leschziner et al. 2007.

Molecular biologists Cassandra Hogan and Patrick Varga-Weisz of the Babraham Institute in Cambridge, UK, provide a hint of the interplay between a constellation such as RSC and the larger context. They describe how the addition or subtraction of protein subunits can alter the functioning of these remodeling complexes. Speaking of one particular subunit, they tell us that its addition to certain larger complexes (1) increases the ability of the complexes to assemble regularly spaced nucleosome arrays; (2) enhances nucleosome sliding efficiency; (3) changes the direction in which the complex moves a nucleosome; (4) changes which histone tails are necessary for the activity of the complex; and (5) targets the complex to particular sites within chromatin (Hogan and Varga-Weisz 2007) — all with direct effects upon gene regulation.

There is scarcely space to allude to many relevant aspects of chromatin remodeling complexes. They can make nucleosome arrays more evenly spaced, contributing to compaction of the chromosome, or they can disorder these arrays (Schnitzler 2008). They can recruit or interact with countless other proteins, and they can in turn be recruited by other proteins. It's been estimated that there are hundreds or even thousands of distinct remodeling complexes, each one having its own intricately sculpted, plastic form, each one interacting with selected patterns in the DNA sequence according to its own "interests", and each one potentially targeting a different set of nucleosomes for unique repositioning or alteration. Different remodeling complexes can move the same nucleosome to different positions, while a single complex might perform diverse actions upon nucleosomes at different DNA sites, thereby "allowing for intricate, gene-specific chromatin transitions" (Schnitzler 2008; also see Rippe et al. 2007).

In sum, the marriage of nucleosome to DNA appears to be every bit as complex as the genome itself, and chromatin remodeling proteins play a big part in making it all work. And yet we have hardly begun to survey the range of subtle gestural potentials of the nucleosome.

Histone Modifications. If we could actually see the play of form and force at the level of the nucleosome, perhaps we would be most impressed with the long, relatively unstructured, and highly mobile histone tails. Comprising some 25-30% of the mass of the nucleosome spool, these active, sinuous tails can form contacts with the encircling DNA, helping to regulate its binding to the spool and its accessibility to transcription factors. But with a shift of their "attention" they can also link up with nearby protein constituents of the chromatin and, by doing so, contribute to the compaction of the chromatin fiber (Zheng and Hayes 2003). In addition, they can be enablers or disablers of the work of remodeling complexes.

The main body of research on the tails, however, has focused on the "histone modifications" I spoke of in Part 1 — the attachment or detachment of (mostly) small chemical groups that, in countless combinations, can decorate the histone tails. Among the modifiers are the methyl, acetyl, and phosphate groups, as well as the small protein, ubiquitin. By their means the cell marks its nucleosomes — perhaps less forcefully than is accomplished by chromatin remodeling proteins, but with equally wide-ranging effects upon gene expression.

Karolin Luger of the Howard Hughes Medical Institute in Maryland could already write in 2006 that some 150 distinct histone modifications were known, and a steady stream of new ones have been identified since then. Whereas such modifications were at first thought to occur mainly on the histone tails, many have more recently been found on the core histones themselves, where they become targets attracting particular proteins, including the remodeling complexes.

These histone modifications are virtually all reversible, and the proteins responsible for their attachment and removal "are likely present at the same time", leading to "constant dynamic change" (Luger 2006). Acetylation, methylation, and phosphorylation can appear or disappear within minutes of the arrival of an appropriate stimulus at the cell surface (Kouzarides 2007). One modification can influence the occurrence of other modifications on the same histone or even on other nucleosomes (Altaf 2009). Some modifications, or their combinations, are strongly associated with gene expression while others are associated with gene repression. Some localize at gene promoters while others mark the body of the gene. Some occur in tightly packed chromatin and others in unwound chromatin. Some predominate in particular regions of the nucleus.

Whereas the chromatin remodeling complexes account for much of the movement and restructuring of nucleosomes, histone modifications are often thought of more as signals — signals that, among other things, give the remodeling complexes their cues for action. There is surely truth in this, but it also needs remembering that these modifying chemical groups, small as they may be compared to the massive protein complexes, nevertheless can subtly shift structural balances, with immediate and dramatic consequences. Histone modifications, by altering the shape and charge of nucleosomes, can change the accessibility of DNA, the ease of nucleosome sliding, and the packing of chromatin.

But, of course, the more indirect, signaling functions of the ever-shifting histone modifications remain vitally important. They enable the nucleosome to become a flexible target for numerous remodeling and regulatory factors capable of recognizing the modifications. It is often difficult to disentangle the supposed direct effects of a modification from those others brought about through its role in convoking a larger assembly of convergent factors (Choi and Howe 2009). And, moreover, an undue compulsion to disentangle can sometimes appear slightly perverse, as if there were a wish to reduce the contextual cell to a more comprehensible collection of isolatable causes and effects — causes and effects whose description is always misleading because such isolation never occurs in the living cell.

But, however you look at it, the changing pattern of histone marks modulates — and is in turn modulated by — almost every genetic and epigenetic process in the cell. In this way the changing needs of the cell come to a focus at the nucleosome and are reconciled with the structure and expressive potentials of DNA.

A fairly simple example may help. In 2007 Andrea Smallwood from the school of medicine at UCLA, along with her colleagues, published a paper on the relation between one particular histone mark and DNA methylation. DNA methylation, you may recall from Part 1, involves the application of methyl groups, not to histones or their tails, but rather directly to DNA — and specifically to the cytosine bases of DNA. Such methylation — at least when it occurs in the promoter region of genes — is commonly associated with gene silencing.

One question that interested Smallwood and the others is how DNA methylation is actually guided. I will briefly summarize the proposal their research led them to in one particular sort of case. I draw here particularly on a review of this research by Carmen Brenner and François Fuks (2007), who present the illustration below, acknowledging that it is "simplistic". (Feel free to skim over the explanatory details in the bullet list.)

Image: The role of histone modifications in DNA methylation
Illustration from Brenner and Fuks (2007).

In summary, Brenner and Fuks comment that there is no single direction of causation here between DNA and histones, but rather a "complex interplay between mutually influencing marks". Everything varies "according to context", resulting in "a conversation full of subtle inflections, with multiple partners and mediations" (Brenner and Fuks 2007).

Histone Variants and Histone Chaperones. There is one last aspect of the nucleosome's dynamism I would like to mention. Nucleosome sliding along the DNA molecule, the loosening or tightening of DNA-histone contacts, and the modification of the nucleosome by methyl, acetyl, and other chemical groups are only part of the story. It turns out that the core spool, consisting of eight histone proteins (two each of four different types) is itself subject to continual histone exchange, with variant histones sometimes taking the place of canonical ones. Each variant histone can have its own effects upon the nucleosome's role in gene regulation.

Researchers are intrigued, for example, by a particular variant known as H2A.Z, which is deposited by a chromatin remodeling protein and tends to show up in nucleosomes around many gene promoters. H2A.Z destabilizes nucleosomes, making them more susceptible to sliding — an effect that is accentuated in the presence of a particular histone tail modification (Schones 2008). The regulatory situation around the promoters thus becomes more fluid and therefore can more readily be shifted between active and inactive states in response to contextual needs. And this fluidity is further increased when, along with H2A.Z, the variant H3.3 histone replaces the canonical H3.

Or, anyway, that is one part of the story. But, going in something like the opposite direction, it appears that H2A.Z can also help to form compact chromatin, rendering DNA less accessible. It all depends on the larger circumstances (Altaf et al. 2009).

While the investigation of histone variants is still at an early stage, there is no shortage of interesting observations, such as the fact that the length of DNA wrapped around a nucleosome containing H2A.Z is considerably shorter than the length around a "normal" nucleosome (Tolstorukov et al. 2009) — thereby changing the availability of binding sequences. Or the fact that the loss of another variant, H2A.X, "compromises genomic integrity and increases cancer incidence" under certain conditions (Hadnagy et al. 2008). Or the fact that histones are rapidly exchanged even in most regions of densely compacted chromatin, contributing to the general plasticity of chromatin (Luger 2006). And, in the kind of circular causation we've become so familiar with in this review, not only do certain remodeling complexes mediate the substitution of variant histones for canonical ones, but the variant histones in turn seem to help regulate the remodeling complexes — for example, by limiting their ability to condense chromatin (Hogan and Varga-Weisz 2007).

Remodeling complexes can do more than exchange histone constituents; they can also evict one or more of the histones, leaving various sorts of "incomplete" spool. This contributes even more radically to a free, open, and accessible state of DNA, while also facilitating nucleosome sliding. Remodeling of this sort can proceed all the way to complete nucleosome disassembly.

The reconstruction of nucleosomes is facilitated by other molecules beside chromatin remodelers. A large and diverse group of protein complexes called "histone chaperones" is continually in attendance upon histones, seeing to their assembly, their deposition upon DNA, their proper interactions with proteins, and their disassembly. Chaperones not only participate in the displacement of particular histones from nucleosomes; they can remove the entire spool, leaving naked DNA. Prior destabilization of a nucleosome by a variant histone can make the removal easier.

As you might expect by this point, other cellular and epigenetic processes bear on nucleosome stability. For example, histone modifications such as acetylation facilitate nucleosome eviction (Schones 2008). Micro-RNAs (discussed in Part 1) conduce to the formation of compact chromatin and therefore are implicated in the stabilization of nucleosomes. Positive supercoiling ahead of the transcribing enzyme facilitates removal of certain histones from the nucleosome spool (Zlatanova 2009). And, finally, DNA binding sites for transcription factors also play a role:

Specific transcription factor-binding sites have been found to correlate with nucleosome eviction in vivo, suggesting that certain transcription factor complexes may gain access to DNA by excluding nucleosomes. The latter is consistent with in vitro studies illustrating that nucleosomes can be destabilized or excluded by cooperative binding of transcription factors". (Leimgruber et al. 2009)

A Histone Code? Because of the remarkable array of histone modifications and the ongoing torrent of discoveries about distinct effects resulting from different combinations of them, some researchers have argued for a precise, combinatorial histone code, recognizable by chromatin remodeling complexes and all sorts of chromatin and DNA binding factors. The idea is that each unique combination of modifications could be neatly "read off" by the appropriate factors as dictating a specific action.

But the idea of a code implies a syntactic fixity that simply has never been found. For example, different proteins, by responding to the same histone modification, can make it a signal for either transcriptional activation or acute gene silencing (Rando and Chang 2009). One would think the epigenetic fate of that supposedly quintessential and most definitive of codes — the all-explaining "Master Plan" we were supposed to find in the DNA sequence — would have cured us of the yearning for such a conveniently well-defined syntax governing the living creature.

Where is the need for such a code, anyway? No one can doubt that these histone modifications speak; they mean something. They both carry messages from, and issue messages to, the cellular environment, so that the nucleosome's mediating role in relation to gene expression can be carried out. It's just that the meaning of these words must be read, like all meaningful text, within a larger context that never remains precisely what it was before. As one molecular biologist has put it, "The more we look in to [histone] modifications, the more it will become clear that context is everything" (Kouzarides 2007).

What we see here is what we see everywhere in the organism: no single set of conditions ever speaks categorically, independent of a yet wider range of conditions. That's why one forever encounters statements like this in the literature of gene regulation: "While some studies suggest that DNA methylation patterns guide histone modifications (including histone acetylation and methylation) during gene silencing, other studies argue that DNA methylation takes its cues primarily from histone modification states" (Vaissière et al. 2008). So which is it: A causes B or B causes A? In an organic context the question makes no sense, except as a useful stimulus to focus one's vision on detail in an approximate and provisional manner.

It only needs adding that the right sort of contextual understanding remains elusive. Researchers continually report new connections between the "bewildering array" of histone modifications (Rando and Chang, 2009) and all sorts of other epigenetic goings-on. The details, as you've now had a chance to glimpse, have become rather overwhelming in their luxuriant diversity. But it's not at all clear that anyone is getting much closer to putting it all together in a satisfying manner.

A Modest Prediction

Before trying to place the nucleosome as meaningfully as possible within its larger context, I would like to offer a brief prediction.

Within a year or two some highly placed researcher, secure enough in his or her position of authority to take the risk, will publish a dramatic statement to the following effect:

What are we doing? Every month we gather more data on the genome and epigenome in an ever-rising flood. We learn more and more details about more and more minute processes, and the dizzying pace of discovery provokes use of the word "exciting" in one technical paper after another. But has no one noticed that we seem to be getting farther and farther away from an understanding of cell and organism?

We used to have a clear framework for saying what made what happen. DNA gave us a blueprint and a First Cause to which everything else could be traced in a hierarchical fashion. At the top of the hierarchy was a single set of crystal-precise molecules, and somewhere below was everything else we see in the living organism.

That blueprint, however, has disappeared. What is there to take its place? The satisfyingly clear lines of cause and effect are, with every exciting new discovery, dissolving further into a chaos of causal arrows pointing in all possible directions. Where are the higher-level ordering principles? Yes, we clearly are gaining countless useful facts, but is there anything causal, anything explanatory, holding these facts together in the way that the organism itself so obviously holds together?

This, of course, leaves open the decisive question: What sort of approach would manifest the unity of the organism itself? That's an inquiry for the later articles in this series. But it may not be premature to point out that the question seems to contain a pointer to its own answer. That is, it expresses a recognition of the unity of the organism. We must have gained that recognition somehow. Maybe the task before us is simply to pursue such recognition more fully in its own natural terms. Maybe the reason our search for machine-like explanations loses the organism is that the organism is not machine-like.

Thinking the Nucleosome

At the conclusion of this excursion through the dynamic regulatory landscape of the nucleosome, we can hardly help agreeing with the judgment of the researcher who, in a classic 1997 paper, published the definitive "crystal structure of the nucleosome core particle" (and who is responsible for the image at the beginning of this article). She has more recently written:

It has become clear that the many cellular activities that impinge upon chromatin structure operate via multiple and complex mechanisms. Mounting evidence demonstrates that ATP-dependent chromatin remodelling factors, histone-chaperones, histone modifying enzymes, and nucleosome-binding proteins affect different levels of chromatin organization in a highly orchestrated and concerted manner. It is highly unlikely that, for example, every promoter is made accessible via a unified order of events; rather, each and every incidence of regulated DNA accessibility will have to be studied independently to identify the important players and order of events that are necessary for the regulation of DNA accessibility. (Luger 2006)

Another prominent molecular biologist, acknowledging that "we might have been much too rigid in thinking about how nucleosomes function", reminds us that "virtually every aspect" of the nucleosome is subject to modification and dynamic change. There was evidence of this, she notes, "from the earliest days", but it was "generally neglected" in favor of "a 'fixture' in our minds, an artifactual entity" created as a result of particular experimental and environmental conditions (Zlatanova et al. 2009). I would only add that deeply entrenched habits of thought can also constrain the researcher's vision. The Hungarian physiologist Albert Szent-Györgyi is reported to have said, "Discovery consists in seeing what everybody has seen and thinking what nobody has thought."

So how can we begin to think about the nucleosome and all the processes it is caught up in? And how can we do so without losing ourselves in all the details — that is, without feeling oppressed by what easily becomes a meaningless juxtaposition of "one damned thing after another"? (I suspect you've cottoned on to this challenge by now!) Probably we're a long way from having any sort of coherent, contextual picture — something it would be very healthy for biologists to acknowledge now and then. The only thing I know to do in such a situation is to step back a little and seek a broader perspective.

The Nucleosome as Mediator. In the living organism we always find ourselves confronting relatively fixed structure and organization, on the one hand, and plastic energies on the other. The cell nucleus presents us with structure most vividly in the given sequence of DNA bases. Plasticity, on the other hand, comes into play through chromosome looping, remodeling, and the entire range of epigenetic processes we've been looking at, by which the organism adjusts to its environment. Samuel Taylor Coleridge spoke of an irreducible polarity between "confining form" and "free life", and it is indeed impossible to have life without structure, identity, and fixed form, just as it is is also impossible to have life without movement, flexibility, and change. The movement needs the fixed structure to "play off of". Muscles would be of no use if there were not the hard skeleton to pull against.

Within this context, I find it natural to think of the nucleosome as a kind of mediator between the relative fixity of DNA and the ceaselessly varied metabolic flows of the cell as a whole. On the one hand, it is in the most intimate possible contact with the stable structure of DNA, literally enwrapped — and, one might think, entrapped — within a coil of the double helix. But it might be truer to say that the nucleosome embraces DNA, marrying itself to and complementing the local bends, twists, and electrical tensions of the double helix and thereby maintaining an intricate and finely adjustable balance of forces. Certain of the filamentary histone tails (depending on their various modifications) actually wrap themselves around the double helix, conforming to its spiraling grooves and helping to hold it firmly in place.

If that were all, the cell could not live, for the DNA would be a rigid, unmanageable, and dead structure. But while intimately adapting itself to the structure of DNA, the nucleosome also stands as a kind of "attractor" for a seemingly endless range of modifying and restructuring agents streaming in from the wider cellular environment — chromatin remodeling complexes, chaperones, histone modifying enzymes, transcription factors, and much more. The nucleosome provides a kind of integrating center where these often highly diverse influences — fleeting or more enduring, insistent or more reticent — can be weighed together and allowed to speak in a unified, harmonious voice. It is one of those places where the larger context comes to especially vivid and confluent expression.

This middle position, where the nucleosome must reconcile the fixed structure and expressive potentials of DNA with the vast array of actors upon which gene expression depends, demands great dexterity. And the nucleosome is in fact capable of remarkable movement and transformation. It can slide one way or another so as to expose or put out of reach crucial DNA regulatory sequences; it participates centrally in the higher-order structuring — the condensation and decondensation — of DNA; it allows its activity to be continually modulated by the rich repertoire of histone modifications; it can be repeatedly disassembled and then reassembled in varying degrees, as is required in a carefully orchestrated manner during gene transcription; it can incorporate or suffer incorporation of variant histones (the distinction between actor and acted-upon is forever blurred in the living cell), with pronounced effect upon its functioning; the filamentary tail that in one situation helps to bind DNA to the histone spool may, with proper modification, serve to loosen the DNA, making the nucleosome more malleable and the DNA more accessible to transcription factors....

It has become almost a cliché among molecular biologists to speak of the nucleosome as carrying a contradictory burden with regard to DNA:

The histones within the nucleosome have evolved to accomplish two conflicting yet vital tasks: first, the approximately 2 meters of . . . DNA have to be packaged within the confines of the nucleus, preventing knots and tangles and protecting the genome from physical damage. Second, the information that is encoded within the DNA needs to be accessed at appropriate times, and this is to a large part regulated by local changes in nucleosome and chromatin structure by complex mechanisms that are only now emerging. (Luger 2006)

One certainly understands what she means. At the same time, it is well to note that the nucleosome shows no sign of being conflicted or torn in opposite directions. It deftly mediates between the transient requirements of a Protean environment on one side, and the intrinsic character or "givenness" of tightly packed DNA on the other. If life manifests itself as a dynamic equilibrium between limitation and plasticity (Holdrege 1996), surely the nucleosome gives us an especially vivid picture of this equilibrium. It is Proteus himself — though with his feet rooted firmly in the "solid ground" of DNA.

The nucleosome's meaningful and effective shifts of form seem to present no less a challenge to our understanding than the developing form of the organism as a whole — if only we were in a position to see and interpret the modulations of form and force that constitute its gesturing!

The Nucleosome's Dance. I have just now suggested that the role of a mediator requires flexible powers of adjustment, adaptation, and movement. But, more than that, effective mediation demands grace and rhythm if one is to hold an interactive balance between contrasting demands. These qualities, it seems to me, can at least be glimpsed from a distance in the nucleosome.

Certain processes offer particularly suggestive images of the flexibility and grace required of the nucleosome. One of the most thoroughly studied genes is PHO5 in yeast. Researchers have recently found that when this particular gene is active, roughly two of the three nucleosomes on its promoter are removed, on average (Boeger et al. 2008). I say "roughly" because the evidence suggests a thoroughly dynamic state of affairs. It appears that the outer two nucleosomes are continually dissassembled and reassembled, while the central nucleosome remains intact — intact, but not immobile.

What happens, according to the researchers, is that the intact nucleosome, assisted by the RSC chromatin remodeling complex, repetitively slides over the promoter, first in one direction and then the other. In the process, it successively interacts with each of the other two nucleosomes, dislodging their histone spools from the DNA or, perhaps, simply sliding them out of the way. A dislodged nucleosome may quickly be reassembled when the central actor moves in the opposite direction. By this means different regions of the promoter are alternately exposed to the succession of protein complexes necessary for repeated transcription of the PHO5 gene.

Then there is what some have called "histone modification pulsing" in human embryonic stem cells. These cells must remain "pluripotent" — capable of differentiating into various sorts of specialized cell. The genes relating to specialized development in stem cells must be kept silent; but they must also be in a state of readiness for expression as soon as differentiation begins.

This carefully balanced state, it has been proposed, is facilitated by the nucleosomes associated with the DNA loci controlling differentiation. These nucleosomes seem to undergo a rapid and continual "pulsing" of seemingly contradictory histone modifications. Some of the modifications normally favor gene expression, while others favor silencing — but neither set of modifications gains the upper hand. There is a continual alternation between them, keeping the genes, so to speak, in a state of "suspended readiness". Then, when the decision to specialize is finally taken, the repressive modifications are discontinued and the genes begin to be expressed (Gan et al. 2007).

More generally, a rather different sort of equilibrium can hold in balance the appropriate possibilities of a gene's expression. Cizhong Jiang and Franklin Pugh (2009) suggest that an optimum mixture of favorable and unfavorable nucleosome positioning sequences can establish a carefully weighed balance between "a state that can be disrupted to allow transcription and replication and a stable state that prevents inappropriate access to DNA".

An excellent example of this is offered by a particular remodeling complex called "Isw2". Well-studied in yeast, it has been found to move nucleosome spools "outward" from the ends of some genes onto the adjacent regulatory sequences, thereby repressing gene transcription (Whitehouse and Tsukiyama 2006; Whitehouse et al. 2007). Because the original positions have DNA sequences that are favorable for nucleosomes, whereas the positions imposed by Isw2 tend to be very unfavorable, such nucleosomes can, according to Jiang and Pugh, be thought of as "spring-loaded": as soon as Isw2 is removed, the nucleosomes return to their original, more favorable positions, allowing rapid expression of the affected genes.

There is, then (as Whitehouse and Tsukiyama put it), a tension between the "antagonistic forces of Isw2 and the DNA sequence" — a tension through which gene regulation is achieved. The ability to move with these contrasting forces and to hold the balance between them seems very much in character for the mediating nucleosome.

And, finally, in yet another sort of balancing act, the nucleosome with its DNA is subject to what many investigators refer to as a "breathing" of DNA on the histone spool. There is evidence that the ends of the nucleosome-bound DNA — where the DNA enters and leaves the spool — can momentarily relax and "peel away" from the spool, then return to it (Luger 2006; Zlatanova et al. 2009). This rhythmic alternation, whose cycle is measured in milliseconds, offers what are presumably well-calibrated opportunities for regulatory factors to bind to otherwise inaccessible stretches of DNA. It would be no accident, then, that nucleosomes tend to assume positions such that DNA regulatory sequences — the sequences that regulatory factors bind to — reside near the entry and exit sites of the nucleosomes (Jiang and Pugh 2009).

And beyond all this, it is hard to forget those long, sinuous histone tails, — tails that might almost suggest the graceful tentacles of an octopus, now embracing the nucleosomal DNA, now reaching out toward other histones in order to restructure chromatin, and all the while adroitly re-shaping their own gestures in response to modifying signals from the wider environment.

It's possible to look from a slightly different angle at the relation between the stable structure of DNA and the ever-shifting, kaleidoscopic environment. It happens that the "breathing" on the nucleosome of the otherwise tightly bound double helix is not the only way that DNA can be loosened from the spool and made available to transcription factors and other external regulatory agents. Certain chromatin remodeling complexes transiently expose DNA regulatory sequences by creating small DNA loops on the nucleosome surface (Jiang and Pugh 2009).

This may remind us that spiraling and looping are fundamental gestures of the chromosome, from the spiraling of the individual strands of the double helix around each other, to the spiraling of DNA around the nucleosome spool, to the spiraling of histone tails around that same DNA, to the supercoiling of longer stretches of chromatin, to the large looping movements we recognized in Part 2 as elements of long-distance gene regulation. And to these we can now add the formation of small DNA loops on the nucleosome surface.

Circling, looping, and spiraling movements are, you might say, archetypal images of the constancy within change that characterizes all life. And between the smallest and largest of these intranuclear movements, we see the nucleosome, wrapping itself in the double helix and figuring decisively in many of the other movements, sliding one way or another, coiling or uncoiling chromatin, "sensing" the surroundings with its undulating tails, continually dissolving and reconstituting its own substance through the exchange of histones, accommodating numerous modifications and variants that re-shape its balance of forces — and all this, perhaps, while stretches of DNA are rhythmically "breathing" by lifting off its surface and settling back. And out of this fluid sculptural performance, orchestrated as it is by the cell as a whole, each of our 25,000 genes finds its appropriate expression.

(You will find the latest versions of the currently available parts of this series at the website, "From Mechanism to a Science of Qualities".)


Please Note: With a view toward the needs of the readership, I have preferred to cite review articles, where they are available and, in general, have made little effort to reflect in my citations the priority claims of the various investigators of any particular phenomenon. Public (online) accessibility of papers and ease of access to the relevant information are primary criteria for my selection — qualified, of course, by the limits of my own familiarity with the literature.

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